Keyword: Client-focused reforms

123 results found
IAP highlights CFRs, OBSI, geopolitical risks article image consultation discussion
Expanding access to advice on CIRO’s agenda article image Phone finances
Advisors are at risk article image dominos falling
CFR compliance sweep report on tap article image Judge's gavel with magnifying glass on black.
Robo advisor sanctioned over CFR shortcomings article image Folder with the label Compliance alternate text for this image
Don’t go down with your client’s ship article image Stormy waters
No note-taking requirements in CFRs? Think again! article image confusion
OSC’s compliance work escalates article image Regulation
OSC has conflicts of interest in its crosshairs article image Grant Vingoe, CEO of the Ontario Securities Commission. Photo by Paul Lawrence