OSC had previously placed restrictions on the man as a mutual fund rep and volunteer minister
Review documents failings in meeting KYC, KYP, suitability requirements
Regulator publishes draft priorities, highlighting competitive concerns
Findings put bank branches’ proprietary shelves back in the spotlight, highlight lack of MER knowledge
But banks’ big mutual fund fees are, investor advocate says
Regulator issues report card on Client Focused Reforms compliance
Editorial: There is room for improvement when it comes to customer-friendly communications in financial services
Research "showed a statistically significant association" between sales pressure and recommendations not in client interests
Binding authority for investor dispute resolution body OBSI should be priority, investor advocacy group says
SRO details its policy priorities for fiscal 2026