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Keyword: Client education

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man opening curtain to reveal something

Advisors ignore this important know-your-client item to their detriment

stressed young couple worries about their finances

A holistic approach to clients’ finances can help them prepare for interest-rate hikes and get out of debt faster

Two senior friends laugh affectionately together. The women are standing outside on a sunny but cool day. They are dressed in casual sweaters. One woman is of African descent and the other is Caucasian.

Use these strategies to strengthen client relationships

Close-up Of Businesswoman Stopping The Effect Of Domino With Hand

Consumer confidence is key to drive behaviour

client meeting

Don’t fall for clients’ demands for unsuitable investments

tax penalty

Investors who make honest mistakes can receive harsh penalties from the CRA

Help clients identify companies with meaningful purpose

confused man

An expert panel urged advisors to strictly adhere to a code of ethics


The activities are part of investor education month and world investor week

  • By: IE Staff
  • September 29, 2021 September 29, 2021
  • 13:04
Keeping connected through uncertain times

FINRA seeks input on reaching meme stock traders and other novices