ESMA promises tougher oversight, calls on industry to avoid misleading claims
CIRO survey finds investors relying on social media, ranking it as worthy as traditional advice
European regulators make recommendations for revitalizing capital markets
Broker conflicts, finfluencers, gamification among regulators' priorities
It’s time to think differently about client communications and disclosure documents
Study participants preferred to rely on the knowledge of professionals rather than learn about investing
Policy group advises regulator on policy, operations, investor education
Draft guidance forms part of larger effort to improve industry conduct
Group to focus on investor-advisor relationships, complaints, suitability
Spouses with a significant gap between their ages need to examine pensions, taxes and estate planning strategies