IIAC’s priorities for the year include countering this major regulatory initiative, as well as the issues facing small and mid-sized dealers, rule harmonization and parallel registration
The Ontario regulator has released its 2016-2017 statement of priorities
Provincial difference of opinion on a new standard for advisors does not presage a divided co-operative securities regulator
The SRO’s new strategic plan points out it will look at a possible “best interest” standard and regulatory restructuring, among other key issues
Possible reform of mutual fund fees
Editorial
Regulators, investor advocates and the investment industry have varying and deeply entrenched views about the CSA’s proposed reforms
Not all member regulators are in agreement
Will regulators actually go ahead with reform proposals?
The panel continues to push the OSC to introduce a best interest standard