Risky firms, crypto platforms add to compliance division's workload
Award winners are "striving to change the status quo" within their firms, finance sector
Guy Cormier and others were honoured by Finance et Investissement
Awards are based on risk-adjusted performance history going back as far as 10 years
Canadian insurance regulators have not issued a similar warning
Participating in recognition programs at all could be a compliance issue
Women in banking and insurance received recognition
Editorial: With their warning, the regulators acknowledged that pay-to-play awards are not harmless puffery
The CSA and CIRO will consider such awards a compliance issue
Melissa Gilbert and others were honoured by Finance et Investissement