Bulletin aims to enhance awareness and understanding of the special audit requirements for external auditors of mutual fund dealers
The orders reflect the U.S. audit regulator’s commitment to enforcing basic independence requirements
It’s time to discard an ill-fitting legal precedent and rethink our inadequate liability limits
The CPAB’s 2015 inspections focused on audits of smaller companies
New report includes a guide for audit firm transparency reporting
Firms agree to pay US$500,000 each
Firms violated independence rules in their work for brokerage firms
Report indicates positive trend in audit quality, identifies areas for improvement
Accounting regulator expresses concern over the nature and number of continuing issues
Changes aim to more readily flag possible concerns about the quality of audit work