Regulators cite data gaps, lack of standards, pervasive risks as obstacles
New product labelling and marketing rules to take effect in 2024
Securities sector leads gains for financials
High interest rates boost firms' profits, capital positions
Traditional managers to face greater pressure than alt managers
Evolving expectations leave some managers struggling
Another 10 firms sanctioned for extensive recordkeeping violations
In challenging markets, mass retail firms face greater pressure on fund flows
Margins, profits to be squeezed as consumer protections boosted
The case stems from the GoAnywhere cybersecurity incident in January