Changes accommodate new CSE senior listings
Consultation aims to clarify and improve compliance with trading rules
New exchange venture raises US$120 million to finance launch
Software glitches the most common causes of trading failures, regulators find
Crypto exposures, operational risks may need capital charges
Technical glitch prevented comprehensive trade surveillance by JP Morgan
Regulators to boost fee transparency, explore enhanced retail access
Expansion of business lines multiplies conflicts and regulatory challenges
Crypto firm to pursue full dealer and ATS registration, plus SRO membership
FINRA starts providing data on individual transactions