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Keyword: Alternative trading systems

116 results found
Bitcoin

Much of the industry's involvement may be outside the SRO's perimeter

new rules

Changes accommodate new CSE senior listings

Consultation aims to clarify and improve compliance with trading rules

Texas

New exchange venture raises US$120 million to finance launch

Computer keys

Software glitches the most common causes of trading failures, regulators find

Crypto exposures, operational risks may need capital charges

Technical glitch prevented comprehensive trade surveillance by JP Morgan

Trader at computer screen

Regulators to boost fee transparency, explore enhanced retail access

tightrope

Expansion of business lines multiplies conflicts and regulatory challenges

Crypto coins

Crypto firm to pursue full dealer and ATS registration, plus SRO membership