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Keyword: Alternative trading systems

137 results found
Global map

Strong volumes to boost revenues from transactions and clearing: Moody's

rules and regulations

New guidance outlines factors investment firms must consider

trader at desk

Regulators face challenges with market fragmentation, high-tech trading

Financial stock exchange market display screen board on the street

Industry taskforce to oversee transition in line with continental Europe

Computer tapping

Demand for advice, strong markets to drive growth in client assets

Crypto currency

Regulator seeks consistent implementation of new regime, avoiding arbitrage

IIAC recommends certain reforms for fighting financial crime

Reforms designed to encourage smaller deals, retail participation

Fork in the road

After consultation, SRO cuts proposed new dealer application fees

Old and new sign

SEC reforms under judicial review, Canadian regs won't change first

Class action

ATS operator settles allegations of compliance shortcomings