Strong volumes to boost revenues from transactions and clearing: Moody's
New guidance outlines factors investment firms must consider
Regulators face challenges with market fragmentation, high-tech trading
Industry taskforce to oversee transition in line with continental Europe
Demand for advice, strong markets to drive growth in client assets
Regulator seeks consistent implementation of new regime, avoiding arbitrage
Reforms designed to encourage smaller deals, retail participation
After consultation, SRO cuts proposed new dealer application fees
SEC reforms under judicial review, Canadian regs won't change first
ATS operator settles allegations of compliance shortcomings