Company: Securities Industry and Financial Markets Association

185 results found
suspicious client

Mixed reaction as DOL seeks to harmonize with SEC rules on broker conduct

photo of business partners hands applauding

Agencies to review competition in fees exchanges charge for market data

Businessman looking forward with binoculars cloudy background and graphs, charts around

SIFMA survey of economists sees long recovery from Covid-19 ahead

upclose stock market arrows green and red

Functioning markets are essential to investor confidence

businessman searching with binoculars

Chief economists are divided on what the Fed's next move will be

cybersecurity of network of connected devices and personal data security, concept on virtual interface with consultant in background

Recent test provided participants with opportunity to practice co-ordination and share information

Wall street sign in New York with American flags and New York Stock Exchange background.

65% of survey respondents believe the next Fed move will be a rate cut

Wall Street Bull bronze sculpture in the Financial District in Manhattan

Paper outlines how a new standard of bilateral co-operation could look and operate

United States Capitol, Washington DC

U.S. securities industry lobbyists say developing standards at the state level will result in conflicting requirements

Financial Technology concept illustration of Businessman pointing at abstract blue business charts and icons

Only 12% of global financial firms have started planning for move from LIBOR toward new benchmarks