Costs from a new self-regulatory organization for investment advisors could force many small firms to close
Proposed CFTC rule would impact markets by “reducing liquidity and increasing price volatility”
Best practices provide guidance in complying with existing laws and regulations, and avoiding the appearance of impropriety
The Securities Industry and Financial Markets Association’s Economic Advisory Roundtable has lowered its forecast for U.S. economic growth.In its latest forecast, the SIFMA roundtable predicts that the economy will grow at 2.8% in 2010 and 2.6% in 2011. This outlook is weaker than at mid-year, when it predicted growth of 3.3% and 3.1% in 2010 […]
SIFMA seeks balance, Taft says
Regulatory reform may ease hiring uncertainty
Focus must be on safeguarding financial system without constraining economic growth and job creation
Association asks SEC to provide a clear definition of any uniform standard of care
Projected increase reflects concerns over cooling economic recovery: SIFMA
Greater focus on the development of systemic risk strategies