The credit card company will pay $3.5 million for failing to properly account for losses in its auto finance business in 2007
George Canellos and Andrew Cereseny will jointly head the department
The firm, also known as Profitable Sunrise, has been the subject of investor warnings in Canada
Moore settles with OSC, SEC
Trader’s activity put Rochdale Securities out of business
Regulator alleges Scott London, as lead partner on several KPMG audits, was able to obtain material, nonpublic information
Financial firms required to detect red flags and prevent identity theft in client accounts
As a U.S. attorney, Mary Jo White specialized in prosecuting complex securities and financial institution frauds and international terrorism cases
SIFMA welcomes appointment of former prosecutor
Report concludes that companies can use social media to announce key information