Staff are developing recommendations for an anti-disruptive trading rule
Eight whistleblowers have received awards since the program’s launch
Erik Voorhees has agreed to fully disgorging his profits and pay a US$35,000 penalty
Advisory highlights warning signs of investment fraud
Claimant has filed almost 200 applications seeking rewards
U.S. regulator suspends microcap FusionPharm
While the shortcomings are not considered significant, the GAO says they still require attention
Consultant agrees to pay US$6 million in scheme involving China-based companies
Award represents 30% of total funds collected by SEC from a fraud scheme
U.S. regulator seeks comment on IAC’s proposal for funds to illustrate their “glide path”