The requested funding would allow the SEC to hire an additional 250 staff and allow it to invest in technology
Institutional investors defrauded in a scheme that involved fictitious fund investments, SEC alleges
The firms have agreed to pay more than US$9.5 million to resolve the charges
Peter Driscoll named chief risk and strategy officer
The former head of Crucible Capital has been banned from the industry
The U.S. regulator alleged that the analyst certified a rating on a stock that was inconsistent with his personal view
Starting May 16, companies can use crowdfunding to offer and sell securities to the investing public in the U.S.
72 firms charged since June 2015
Barclays Capital, Credit Suisse Securities paying more than US$150 million to settle charges with SEC
QED Benchmark Management LLC and Peter Kuperman agree to reimburse investors US$2.9 million losses