The innovation hub replaces a number of SEC working groups
NYSE Arca and Nadaq failed to prove fees challenged by SIMFA were fair
The new plan will guide the U.S. regulator’s work over the next four years
The anonymous tipster furnished extensive assistance which helped the U.S. regulator bring a successful enforcement action in the case
The group argues that the proposed rule, as it stands, is too weak in certain respects and too ambiguous in others
Republican congressman Christopher Collins of New York, his son and others were arrested for their roles in an alleged insider trading conspiracy
U.S. regulator adopts rules to enhance transparency and oversight of alternative trading systems
The updated rules would be designed to make it easier to pay financial rewards to tipsters
The revised agreement is aimed at addressing issues such as the regulation of swamps and security-based swaps
U.S. regulator adopts rule to modernize fund disclosure