Regulators take aim at manipulative behaviour
The reforms also feature new relationship disclosure requirements for both registered investment advisors and broker-dealers
Regulator says Kik Interactive's coins should have been registered as securities
Investors' funds were diverted for operator's own use and to repay other investors, regulator says
Whistleblowers repeatedly reported alleged violations internally before providing a tip to the SEC
Agreement expands cross-border enforcement powers
The award is the first under a program designed to incentivize internal reporting
Recent legislation gives financial firms and employees immunity for reporting incidents
Study to analyze the effects of exchange trading fee and rebate pricing models
The scheme raised US$30 million from more than 300 investors in the U.S. and Canada