Investors allegedly weren't told that managed account products used proprietary funds
Firm allegedly violated the U.S. Foreign Corrupt Practices Act
New rules allow certain ETFs to come to market more quickly
Trio allegedly used high-pressure tactics to sell binary options to vulnerable investors
PwC and one of the firm's partners are paying US$7.9 million to settle allegations
Allegations include falsified account statements and Ponzi-like payments
The SEC found that the firm failed to review inactive accounts and also overcharged clients
Alleged scheme involved off-exchange binary options on commodities and foreign currencies
Firm has agreed to pay US$1.95 million
The new broker conduct rule waters down the protections in the Dodd-Frank Act, the states say