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The regulator ruled that the company violated federal securities laws and ordered it to pay a US$24 million penalty
Investors allegedly weren't told that managed account products used proprietary funds
Firm allegedly violated the U.S. Foreign Corrupt Practices Act
New rules allow certain ETFs to come to market more quickly
Trio allegedly used high-pressure tactics to sell binary options to vulnerable investors
PwC and one of the firm's partners are paying US$7.9 million to settle allegations
Allegations include falsified account statements and Ponzi-like payments
The SEC found that the firm failed to review inactive accounts and also overcharged clients
Alleged scheme involved off-exchange binary options on commodities and foreign currencies