Founder overstated firm's recurring revenue when courting investors, U.S. authorities alleged
U.S. regulator seeks to enforce US$30 million disgorgment order against West Van man
SEC issues required new guidance on criminal referrals
Wide range of proposals, from market structure to broker conflict issues, dropped
Newsletter writer promoted offerings without disclosing companies were paying for publicity
Firm engaged in market manipulation for hire, SEC alleged
Fund investors charged millions in fees on falsely inflated fund values
SRO proposes rule changes that give firms time for appeals to SEC
Regulator proposes broad prohibition on trading in connection with offerings
Population of companies using system has shifted from Canada to China, Caymans