New rules will expand the content of market data, allowing for competing data consolidators
Firm to return US$170 million to investors in SEC settlement
With almost US$170 million in awards so far, the regulator is nearing a new yearly high
The fintech unit has been given a higher profile as a standalone office reporting to directly to the SEC's chair
The firm was bleeding cash while publicly claiming operations were sustainable
The regulator is introducing a new framework for ensuring that funds properly value their assets
The SEC's Allison Lee confronted concerns over "lagging" U.S. efforts in the last decade
SEC rewards pair for tipping multiple agencies to suspected misconduct
The regulator proposes to allow companies to pay up to 15% of annual pay in securities
The volume of filings against public companies is down, but monetary sanctions are up