The regulator proposes to allow companies to pay up to 15% of annual pay in securities
The volume of filings against public companies is down, but monetary sanctions are up
The Trump appointee presided over a deregulatory push to soften rules affecting Wall Street
Independent analysis uncovers misconduct for an ongoing investigation
Regulator alleges that executives misled investors by touting phony cross-selling results
Regulator rewards two more whistleblowers
SEC pays US$28 million to whistleblower who first reported internally
Volume of disciplinary action down, but penalties, disgorgement hold up
Whistleblower gets over US$10 million for exceptional cooperation
Regulator to consider added curbs on leveraged, inverse ETFs