Regulator alleges that executives misled investors by touting phony cross-selling results
Regulator rewards two more whistleblowers
SEC pays US$28 million to whistleblower who first reported internally
Volume of disciplinary action down, but penalties, disgorgement hold up
Whistleblower gets over US$10 million for exceptional cooperation
Regulator to consider added curbs on leveraged, inverse ETFs
Despite discipline, commissioner calls for creativity in investor education
New record payout rewards tip that led to multiple enforcement actions
Tech firm settles allegations that crypto offering violated U.S. rules
Firm admits to bribery charge in Malaysian sovereign wealth fund scandal