The action involves online crypto-lending platform BitConnect and related individuals
The SEC has awarded US$2.6 million to an assortment of whistleblowers
Regulators concerned about blurring lines between engagement and advice
Ex-CEO gets five years in jail for initial coin offering scheme
The U.S. regulator released APIs for annual and quarterly filings
A broker failed to mark trades as short based on bad information from the adviser
Canada is also considering a move to the shorter settlement cycle
A popular trading platform has settled allegations that it violated rules as an unregistered exchange
The alleged schemes generated over US$1 billion in penny stock sales
The SEC has given out approximately US$950 million to 193 whistleblowers since 2012