Ex-dentist engaged in escalating series of frauds, SEC alleges
The U.S. regulator will examine best execution, payment for order flow and other equities market issues
A receiver has been appointed for Coinseed, which is facing allegations from U.S. authorities
Promoters allegedly used YouTube videos to pitch investors on Bitcoin trading vehicle, the regulator said
A CSA proposal out for a 120-day comment period aims to enhance the quality and cost of financial reporting
The latest award came on a tip that led to multiple investigations and enforcement actions
SEC orders joint payout to former tipster team who sought separate awards
The SEC alleged an undisclosed control feature led to stale index reporting
In a staff statement, the regulator stressed its concerns about liquidity, valuation, fraud and manipulation
Fund manager sought to influence bidding in Neiman Marcus bankruptcy