In a staff statement, the regulator stressed its concerns about liquidity, valuation, fraud and manipulation
Fund manager sought to influence bidding in Neiman Marcus bankruptcy
U.S. regulators will take another 45 days to consider a crypto fund proposal
Alex Oh was named director of enforcement last week
The SEC paid US$3.2 million for tip and ongoing assistance, in spite of delay in coming forward
Criminal and civil charges are based on allegations that a fund manager deceived investors, misappropriated assets
Former prosecutor Alex Oh will lead the U.S. regulator's enforcement division
The SEC has rewarded tips that uncovered misconduct and saved investors millions
The chief of the SEC's whistleblower office will depart later this month
Agency hands out its record-setting 40th financial award for an enforcement tip