SEC orders joint payout to former tipster team who sought separate awards
The SEC alleged an undisclosed control feature led to stale index reporting
In a staff statement, the regulator stressed its concerns about liquidity, valuation, fraud and manipulation
Fund manager sought to influence bidding in Neiman Marcus bankruptcy
U.S. regulators will take another 45 days to consider a crypto fund proposal
Alex Oh was named director of enforcement last week
The SEC paid US$3.2 million for tip and ongoing assistance, in spite of delay in coming forward
Criminal and civil charges are based on allegations that a fund manager deceived investors, misappropriated assets
Former prosecutor Alex Oh will lead the U.S. regulator's enforcement division
The SEC has rewarded tips that uncovered misconduct and saved investors millions