The rule encompasses third-party apps
Proposed rules would require firms to identify and combat conflicts built into technologies
New rules increase minimum liquidity requirements and prohibit "gates"
FINRA expels firm; SEC, DoJ charge broker for exploiting vulnerable investors
U.S. SRO aims to enable more efficient oversight as reps continue to work from home
Authorities bring series of cases alleging array of trading misconduct
As regulators shut down one scheme, the perpetrators persisted
Securities regulators to review final standards as implementation challenge looms
SEC data analysis uncovered scheme involving Wall Street banker, trader
High-profile enforcement may spur U.S. policy reform, Moody's says