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Company: Securities and Exchange Commission

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CIRO to match SEC on trading increments article image trade timing

CIRO to match SEC on trading increments

Fired CEO’s bid to turn lemons into lemonade illegal: SEC article image Businessman shamed

Fired CEO’s bid to turn lemons into lemonade illegal: SEC

Nigerian scammers impersonating legit advisors: SEC article image Metal handcuffs placed over the word fraud

Nigerian scammers impersonating legit advisors: SEC

Research finds paying whistleblowers works article image Whistleblower

Research finds paying whistleblowers works

U.S. brokerage failed to guard against reps’ theft article image Judge looks at papers

U.S. brokerage failed to guard against reps’ theft

B.C. court upholds limitations on asset freezes article image Judge makes ruling

B.C. court upholds limitations on asset freezes

Ex-SEC commissioner tapped to lead agency article image announcement

Ex-SEC commissioner tapped to lead agency

SEC reports record financial remedies article image Judge's gavel with magnifying glass on black.

SEC reports record financial remedies

Ex-CDPQ employees caught in U.S. corruption case article image A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Ex-CDPQ employees caught in U.S. corruption case

Sweeps buoyed SEC enforcement: report article image Businessman Blowing Whistle Isolated on White Background

Sweeps buoyed SEC enforcement: report