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Company: Securities and Exchange Commission

1568 results found

SEC tells staff to avoid issuing subpoenas to the media

Cites “freedom of the press” as vital in gathering and reporting the SEC’s functions

By: James Langton
April 12, 2006 April 12, 2006
16:35

SEC lays insider-trading charges in extensive international schemes

Individuals persuaded analyst to provide tips on upcoming mergers in exchange for profits

By: James Langton
April 11, 2006 April 11, 2006
12:16

SEC names director of investment management

Donohue to take up post May 15

By: James Langton
April 10, 2006 April 10, 2006
15:55

SEC, CFTC propose framework for trading futures on debt indeces

Joint rulemaking necessary because trading futures on debt indices is currently forbidden

By: James Langton
April 5, 2006 April 5, 2006
15:02

17 firms join SEC interactive data pilot program

Companies agree to submit reports in XBRL format

By: IE Staff
March 29, 2006 March 29, 2006
14:15

SEC approves NYSE’s Hybrid Market

Phased rollout to take several months

By: James Langton
March 23, 2006 March 23, 2006
08:30

Fairfax Financial CEO receives subpoena

Subpoena also issued to firm’s auditors

By: IE Staff
March 22, 2006 March 22, 2006
13:15

SEC charges more traders in “squawk box” case

Traders accused of front-running institutional orders

By: James Langton
March 21, 2006 March 21, 2006
12:20

Bear Stearns fined US$250 million for market timing

Firm settles with SEC, NYSE

By: James Langton
March 16, 2006 March 16, 2006
11:40

SEC, FSA sign regulatory co-operation arrangement

Regulators agree to exchange confidential supervisory information

By: James Langton
March 14, 2006 March 14, 2006
16:50