Lasser to pay US$75,000 in civil penalties
Adult web site company subject of stock fraud scheme, SEC alleges
Foreign traders hijacked online brokerage accounts to conduct “pump and dump” scheme
Regulator postponing Section 404 reporting requirements
The U.S. Securities and Exchange Commission has voted to adopt amendments to its proxy rules that would allow companies to deliver proxy materials to shareholders through a “notice and access” model using the Internet. Under the amendments to the proxy rules, a company may, but is not required to, furnish proxy materials to shareholders through […]
Rules will allow companies to focus on the most important aspects of internal controls and financial reporting, Greifeld say
Proposal intended to provide more clarity and certainty to foreign issuers
Proposed amendments clarify auditor’s reporting requirement
Alleges firm issued misleading information concerning soil remediation contract
Deregistration thresholds would be based solely on trading volume