Division of Trading and Markets better reflects unit’s responsibilities
Rule changes also would end unnecessary administrative burdens for filers
The program will help compliance chiefs ensure effective communication about compliance and maintain effective controls at their firms
Nortel will provide quarterly written reports detailing its progress in implementing its remediation plan
S&P executive tapped to lead regulators’s Office of Interactive Disclosure
Regulator reviews compliance with executive compensation disclosure rules
Regulator seeking public comment
Regulator announces completion of all work on developing data tags for the entire system of U.S. GAAP
Oversight of credit rating agencies will protect investors, Cox says
Concerns that some registrants have raised about the lack of communication from SEC examiners also considered in GAO report