“Welcome news” for Lehman customers, regulator says
Revisions will ehance the ability of U.S. investors to access Canadian capital markets
Former Wall Street brokers charge US$1 billion subprime-related securities fraud
SEC sets out multiyear plan that could lead to the use of International Financial Reporting Standards by U.S. issuers
Proposed rule amendments will make it easier for investors to gain access to timely financial information
The U.S. Securities Industry and Financial Markets Association applauded the mutual recognition agreement announced today between the Securities and Exchange Commission, the Australian Treasury and the Australian Securities and Investments Commission.SIFMA calls the deal “a landmark in American financial services reform and a model for future cooperation with other regulators”.“The often-conflicting financial services regulations issued […]
The U.S. Securities and Exchange Commission and the Australian Securities and Investments Commission have signed a mutual recognition agreement that will allow them to consider exemptions for firms from each others’ jurisdictions.
IDEA will replace EDGAR system
FINRA, NYSE Regulation to split responsibilities
Online tool assists mutual funds in their compliance efforts