SEC Investor Advisory Committee outlines agenda
SEC alleges unlawful insider trading before Nova Chemicals merger
Measure designed to improve market transparency
Settlement enables ARS customers to receive all of their money back
The U.S. Securities and Exchange Commission has charged 11 individuals who it alleges were involved in separate insider trading schemes ahead of corporate merger announcements, the regulator said Wednesday.The SEC alleges that five individuals, including a former investment banker at Goldman Sachs & Co. and a former financial analyst at a subsidiary of Hartford Financial […]
The U.S. Securities and Exchange Commission has created a new position to lead its pursuit of diversity in the workplace.The SEC announced that Ronald Crawford will become the agency’s first chief counsel for diversity and policy initiatives within the Office of Human Resources. Crawford is currently the senior associate regional director in the SEC’s Atlanta […]
Proposals would give shareholders say on TARP pay
SEC charges two advisors for conducting similar schemes
Administrator and CEO of Antigua’s Financial Services Regulatory Commission is implicated in Ponzi scheme
The proposals would lead companies to analyze how compensation impacts risk taking and the implications for long-term corporate health