Flash orders may create a two-tiered market, regulator says
FSA, SEC identify a common set of data to collect from hedge fund managers
Work of subcommittees to inform regulatory agenda
Advisors should operate under a single, rigorous fiduciary standard, group says
Open letter sent to U.S. broker-dealer CEOs
Meetings will build on the progress made on designing a framework to regulate OTC derivatives
Investors should consider seeking the advice of an advisor, regulators say
Regulator seeks comment on alternative uptick rule
The FSA and the SEC are taking aim at compensation structures, especially those based on commissions
Allegations show that BofA misled investors about billions of dollars in bonuses paid to Merrill Lynch executives