New York, London rocked by insider trading allegations
Regulator to establish five specialized units
Staff increase would beef up enforcement
Site falsely claims to have recovered $1.3 billion in funds
A jury in Florida has found a Canadian man guilty in a pump-and-dump case, the U.S. Securities and Exchange Commission announced Monday.The SEC reports that a jury found a Vancouver resident, Darko Mrakuzic, “liable for violating the anti-fraud and registration provisions of the federal securities laws in connection with a scheme to illegally convert several […]
Georgiou convicted of fraud in U.S. court
U.S. regulator approves statement on global accounting standards
SIFMA unconvinced rule will benefit investors
U.S. court enters judgment against Suman, Rahman; pair fined US$3million
Proxy rules amended to offer “e-proxy” flexibility