Site falsely claims to have recovered $1.3 billion in funds
A jury in Florida has found a Canadian man guilty in a pump-and-dump case, the U.S. Securities and Exchange Commission announced Monday.The SEC reports that a jury found a Vancouver resident, Darko Mrakuzic, “liable for violating the anti-fraud and registration provisions of the federal securities laws in connection with a scheme to illegally convert several […]
Georgiou convicted of fraud in U.S. court
U.S. regulator approves statement on global accounting standards
SIFMA unconvinced rule will benefit investors
U.S. court enters judgment against Suman, Rahman; pair fined US$3million
Proxy rules amended to offer “e-proxy” flexibility
Firm faces lawsuit from N.Y. attorney general over Merrill Lynch merger
Regulator alleges firm misled investors about subprime investments
Efforts between the two agencies are increasing in oversight of credit rating agencies and hedge fund advisors