Agencies must implement and follow appropriate internal controls and procedures governing their determination of credit ratings
Association asks SEC to provide a clear definition of any uniform standard of care
New rules require companies to include the nominees of significant, long-term shareholders
Spanish analysts booked profits of nearly US$1.1 million
Firms must be mindful of the concerns in dealing with senior investors, regulators say
Without admitting or denying allegations, Citi agrees to SEC penalty
U.S. regulator to take public comment before adopting rules
Measures aim to improve the regulation and disclosure of trailer fees
Wall Street giant to pay fine and compensation to investors
Proposed changes would make the system more transparent