Regulator to seek feedback on emerging issues, particularly in crypto
SEC reforms under judicial review, Canadian regs won't change first
Hester Peirce to lead agency's effort to bring more certainty to crypto sector
Agency reports record enforcement filings, seeks to save dealer rule
Fund change triggered large tax bills for certain investors, regulators alleged
Advisory clients only offered low-paying sweep accounts, regulator alleged
Firms breached fiduciary duties by ignoring known vulnerability, regulator alleged
Regulator settles with 12 firms for a combined US$63.1 million
Firms pay US$45 million to settle trade reporting, recordkeeping violations
ATS operator settles allegations of compliance shortcomings