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Company: Scotia Capital Inc.

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Investment bankers take it on the chin in rough Q1

Amid heightened volatility, equity underwriting activity tanks and debt offerings slip, Refinitiv reports

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IIROC panel sanctions rep for KYC violations

Clients lost over $1 million on risky options strategy in market crash

gavel

Scotia Capital settles fee fumble case

SRO fine pales against firm's $32-million remediation plan

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Pot company must pay dealer, court finds

Scotia Capital sued Aphria over unpaid invoice for takeover defence work

40556994 - close up image of stock market data on a computer monitor.

Deal numbers down, proceeds up for IPO market

BMO tops league tables, followed by CIBC and Scotia

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Longtime advisor fined, banned

Rep admitted to unapproved outside dealings with clients

Closeup of mallet being hit on stacked coins at table in courtroom

IIROC settles trading violation case with RBC, Scotia and TD

The banks participated in a deal to help sell off Royal Dutch Shell plc's 8% stake in Canadian Natural Resources Ltd.

Business man drawing growth chart economic success

TD, RBC lead fixed-income rankings, Greenwich reports

Increases in market share come amid the surge in high-grade credit trading

Scotiabank CEO Brian Porter elected IIF treasurer

IIROC fines Scotia Capital over advisors’ risky trading strategy

Firm fined $200,000, pays $2.5 million in client compensation over new-issue strategy employed by two advisors in Nova Scotia

Scotia Capital agrees to $175,000 settlement with IIROC

The settlement stems from allegations that the firm failed to properly supervise former portfolio manager Krishna Sammy