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Company: Scotia Capital Inc.

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Investing

Canadian capital markets activity rebounds

RBC Capital Markets dominates underwriting league tables

increase

Canadian capital markets activity rises in Q1

RBC Capital Markets leads both debt, equity league tables

Court.

Proposed trailer fee class action denied again

Firms were allowed to collect trailers before the CSA ban, court rules

Coin stacks

Canada’s new issue activity ramped up

Equity issuance surged 37% in 2023; debt up 19% from previous year

A three-dimensional composition, a red arrow, breaks through the brick wall and can be used in any design

Equity issuance surges in Q3: Refinitiv

BMO tops equity league tables, RBC leads debt rankings

stack of files

Advisor fined $70K for thousands of pre-signed forms

Former Scotia Capital rep sanctioned in settlement with CIRO

foreign country with stock market data

Canadian equity deals slump in first half: Refinitiv

Issuance weakest since 1995 as IPOs, structured products and preferred issues were all scarce

Texting hands

CFTC, SEC sanction Scotia for texting violations

Senior employees used WhatsApp for business communications, regulators find

virtual regulation

Investor at fault over share sale flub, court finds

DIY investor sold 10 times more shares than he owned after a share consolidation

Stock exchange board with abstract background

A woeful quarter for Canadian new issue activity

Equity issuance at lowest level since financial crisis; debt slumps too