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Company: Scotia Capital Inc.

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RBC Capital Markets leads both debt, equity league tables


Firms were allowed to collect trailers before the CSA ban, court rules

Coin stacks

Equity issuance surged 37% in 2023; debt up 19% from previous year

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BMO tops equity league tables, RBC leads debt rankings

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Former Scotia Capital rep sanctioned in settlement with CIRO

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Issuance weakest since 1995 as IPOs, structured products and preferred issues were all scarce

Texting hands

Senior employees used WhatsApp for business communications, regulators find

virtual regulation

DIY investor sold 10 times more shares than he owned after a share consolidation

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Equity issuance at lowest level since financial crisis; debt slumps too


Ontario court rules that discount brokers' receipt of trailing commissions was not considered illegal before the June 2022 ban