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Company: Scotia Capital Inc.

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Closeup of mallet being hit on stacked coins at table in courtroom

Scotia Capital sued Aphria over unpaid invoice for takeover defence work

40556994 - close up image of stock market data on a computer monitor.

BMO tops league tables, followed by CIBC and Scotia

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Rep admitted to unapproved outside dealings with clients

Closeup of mallet being hit on stacked coins at table in courtroom

The banks participated in a deal to help sell off Royal Dutch Shell plc's 8% stake in Canadian Natural Resources Ltd.

Business man drawing growth chart economic success

Increases in market share come amid the surge in high-grade credit trading

Scotiabank CEO Brian Porter elected IIF treasurer

Firm fined $200,000, pays $2.5 million in client compensation over new-issue strategy employed by two advisors in Nova Scotia

MFDA bans former rep for recommending unsuitable strategy

The settlement stems from allegations that the firm failed to properly supervise former portfolio manager Krishna Sammy

The firm had discovered that some clients in fee-based accounts were also paying trailer fees as a result of problems within its systems of control and supervision

DWM Securities advisors sold exempt funds to hundreds of clients who didn’t qualify for a prospectus exemption

First alternative investment product added to lineup

  • By: IE Staff
  • July 30, 2013 December 14, 2017
  • 13:40