Firms were allowed to collect trailers before the CSA ban, court rules
Equity issuance surged 37% in 2023; debt up 19% from previous year
BMO tops equity league tables, RBC leads debt rankings
Former Scotia Capital rep sanctioned in settlement with CIRO
Issuance weakest since 1995 as IPOs, structured products and preferred issues were all scarce
Senior employees used WhatsApp for business communications, regulators find
DIY investor sold 10 times more shares than he owned after a share consolidation
Equity issuance at lowest level since financial crisis; debt slumps too
Ontario court rules that discount brokers' receipt of trailing commissions was not considered illegal before the June 2022 ban
Amid heightened volatility, equity underwriting activity tanks and debt offerings slip, Refinitiv reports