Two RBCDS advisors violated agreement by calling clients when they moved from MD Management, court says
These strategies provide access to a diversified range of global exposures that complement benchmark-centric or domestic portfolios
Advisor’s Virtual Assistant allows advisors to manage their days and tasks as well as review clients’ portfolios on the go
Firm failed to adequately supervise rep
Claim against RBC DS was brought after limitation period expired
Former associate advisor permitted to contact “primary contact clients”
Mike Scott of DS explains the strategies that enabled RBC to remain top-ranked among the bank-owned brokerages in the 2013 Brokerage Report Card
Prior forged his siblings’ signatures on guarantees for his personal investment account
RBC DS fined $500,000; Two Montreal brokers each fined $100,000
Transfer will enable clients to access their accounts