RBC DS fined $500,000; Two Montreal brokers each fined $100,000
Transfer will enable clients to access their accounts
Audits at RBC DS highlight the importance for advisors to exercise caution when assisting clients with complex tax planning
CRA conducting audits involving advisors at the firm
The full-service brokerage is counting on its brand recognition and focus on the high net-worth market to continue attracting advisors
Whole branch departures are likely a thing of the past
It depends. Departing brokers can compete, but not by using unfair methods
Damages for breach are the amount of loss it caused to DS, court rules
Vancouver plays host Women in Wealth Management Symposium
But the former Montreal advisors intend to file a counterclaim for wrongful dismissal and damage to their reputations