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Company: RBC Dominion Securities Inc.

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Financial industry needs more women investment advisors, says RBC DS

Vancouver plays host Women in Wealth Management Symposium

  • By: IE Staff
  • September 8, 2008 September 8, 2008
  • 11:15

DS sues two brokers over offshore dealings

But the former Montreal advisors intend to file a counterclaim for wrongful dismissal and damage to their reputations

Court dismisses BMO Nesbitt motion for injunction against departing advisors

The Ontario Superior Court of Justice has denied a motion by BMO Nesbitt Burns Inc. seeking an injunction against two former investment advisors that jumped ship for rival RBC Dominion Securities.BMO Nesbitt was seeking an injunction against two brokers, John Ord and Darren Wolpert, that resigned from the firm in May to join DS.BMO Nesbitt […]

RBC DS breaks through $150 billion mark in client assets under administration

Discretionary assets account for 10% of asset base

  • By: IE Staff
  • March 26, 2007 March 26, 2007
  • 09:40

RBC DS penalized for capital-ratio deficiency

IDA imposes $80,000 fine

  • By: IE Staff
  • December 7, 2006 December 7, 2006
  • 12:35

RBC DS launches charitable gift program

Fund administered by the Charitable Gift Funds Canada Foundation

  • By: IE Staff
  • May 23, 2006 October 31, 2019
  • 14:40

RBC DS traders fined $312,000 for wash trading

Four tried to correct a market on close order error by another firm

  • By: IE Staff
  • July 28, 2005 July 28, 2005
  • 13:40

Four RBC DS employees avoid Wednesday hearing

RS panel will meet to hear possible settlement instead

  • By: IE Staff
  • July 26, 2005 July 26, 2005
  • 15:24

RS announces July hearing for RBC DS

Regulators allege deceptive trading

  • By: IE Staff
  • May 30, 2005 May 30, 2005
  • 15:35