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Company: Raymond James Ltd.

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gavel with $100-bill background

The dealers’s approach to supervisory reviews effectively excluded fee-based accounts with large, uninvested cash holdings

Toronto skyline from center island

Proposed settlement concern the dealer’s oversight of fee-based accounts

Piggy bank with money flat icon illustration

BCU advisors gain access to the Raymond James wealth-management platform

Judge gavel, scales of justice and law books in court

Brokerage firm had good reason to terminate advisor

Downtown Calgary with River skyline`

Veteran Kyle Rookes brings more than a decade of M&A and capital markets experience to the firm, with a focus on the oil field services sector

  • By: IE Staff
  • June 19, 2018 September 5, 2018
  • 09:15
Downtown Vancouver, BC with bridge over harbour

Russell Green appointed managing director

  • March 27, 2018 September 5, 2018
  • 11:50
Hand choosing employee group of businessmen new job appointment notice

Marwan Kubursi and David Novak join Canadian team

  • By: IE Staff
  • February 20, 2018 September 5, 2018
  • 14:00

Kevin Webber and Daniel Brodlieb were drawn to Raymond James for its “unique culture that celebrates and nurtures independent advice”

Rise of robo-advisors in mortgage business could have an impact

These fledgling firms are using technology to communicate with, and educate clients about, the importance of remaining invested, even when the market takes an eventual downward turn

Connected Advisor, will use similar technology to robo-advisors to automate tasks that will help advisors manage their businesses more efficiently