The regulator says it will continue to work with the CSA on deferred sales charges and trailers to discount brokers
IAP wants regulatory sanctions against individuals to apply across regional and industry jurisdictions
Major industry groups, SROs and investor advocates are expected to participate in the roundtable
Initial feedback to proposals generally positive
The suggestions are part of a submission on burden reduction
The rewards were for three separate cases
Pilot project is organized by group that includes regulators from around the world
Panel calls Michelle Dunk’s misconduct “extremely serious”
Activities with start-up a violation of 2011 order, OSC says
The regulator will look to scrap outdated rules, streamline disclosure requirements and make operational changes to enhance or speed up its dealings with the industry