Panel calls Michelle Dunk’s misconduct “extremely serious”
Activities with start-up a violation of 2011 order, OSC says
The regulator will look to scrap outdated rules, streamline disclosure requirements and make operational changes to enhance or speed up its dealings with the industry
Ilana Singer and Daniel Brunet begin two-year terms on Investor Advisory Panel
TMX Group argues that domestic clearing firms are subject to prescriptive requirements while some foreign players are granted exemptions from these requirements
SPAC provides advice to the commission on administrative tribunal hearings
Firm using fake document to solicit investments, OSC says
Current and former directors and officers will collectively pay millions of dollars more in penalties
The RAC serves as a forum to discuss compliance and registration issues
FAC advises OSC LaunchPad staff on fintech developments and challenges faced by start-ups