Permanently banned from Ontario's markets, Tang may now be soliciting investors in Quebec
SRO wants to ensure fund reps' skills and industry knowledge remain up to date
The shortcomings may be addressed through the CSA's client-focused reforms
The members of the Market Structure Advisory Committee were announced on Tuesday
Ontario hasn't reviewed securities regulations in 16 years
The regulator has unveiled the preliminary agenda for its annual conference
Regulator says company executives diverted investor funds for personal gain
A broader crop of senior officers will be allowed to certify and submit firms' annual participation fee forms
Deadline to file a compensation claim is Dec. 6
After reaching settlements with TD and RBC, the OSC put other firms on notice