An individual has been spared from testifying following a “very technical” interpretation of the Ontario Securities Act
The revisions aim to reduce redundant requirements on trading venues
An OSC hearing will consider whether a venture issuer should be regulated as a fund
Regulators warn against enforcement reforms, call on OSC to join passport system
Most rated the advice they received positively, but a significant minority of clients weren't impressed
Regulator seeks to address concerns about client over-concentration
Firm gets go ahead to test regulated crypto trading in CSA sandbox
Regulator to hold hearing for Canadian serving time in U.S.
OSC publishes guide for online proceedings
No issues found in targeted review of SRO's enforcement function