Halfway through an SRO ban, ex-rep agrees to new suspension
FAIR Canada supports tougher investor protection measures, but questions other proposals
Ontario's attorney general has recovered another $350K in a case where investors lost $1.7M
The exchange plans to adopt revised closing rules and functionality in October
Regulator reported a jump in filings in Q4
A former TD Bank compliance officer's unusual legal action has been rejected again
Ex-CEO sanctioned for trading after issuing misleading press releases
The proposals would radically alter securities regulation in Ontario
Investor's sophistication at issue in unregistered trading scheme
Committee provides regulator with feedback on compliance, policy issues