New $13.5-million fee for OTC derivatives market players to launch April 2023
Regulator sets out draft priorities for fiscal 2024
U.K. regulator says gamification tactics can drive problematic investor behaviour
Certain behavioural nudges influence investors, regulator finds
Sanctions include market bans, costs, but no financial penalties
Firm failed to disclose status of mining rights in Peru, OSC alleged
Poloniex platform sanctioned for unregistered trading with investors in Ontario
SRO gets green light to help finance initial merger costs
Zordel was the first chair of the provincial securities regulator under its new structure
The pilot program expands accredited investor exemptions beyond financial metrics