Motion to stay case alleging abuse of process to be heard in May
Appointments follow the launch of a new division at Raymond James Ltd. and a retirement announcement from CSI
Cowan replaces Heather Zordel, who resigned last month
Lack of jurisdiction and evidence of harm underlie the decision not to intervene
New $13.5-million fee for OTC derivatives market players to launch April 2023
Regulator sets out draft priorities for fiscal 2024
U.K. regulator says gamification tactics can drive problematic investor behaviour
Certain behavioural nudges influence investors, regulator finds
Sanctions include market bans, costs, but no financial penalties
Firm failed to disclose status of mining rights in Peru, OSC alleged