Ontario Securities Commission | Page 212 of 214

New OSC fee model effective March 31

Regulator responds to implementation concerns

By: IE Staff
March 17, 2003 March 17, 2003
11:25

OSC commences proceeding against Toronto lawyer

Alleges Tibollo participated in distribution of Saxton securities

By: IE Staff
March 12, 2003 March 12, 2003
11:10

OSC to roll out continuous disclosure review of investment funds

Outlines general features of new program

By: IE Staff
March 3, 2003 March 3, 2003
11:40

Regulators approve settlement reached with CIBC World Markets

The Ontario and Quebec securities commissions have approved a settlement with CIBC World Markets Inc. at a joint hearing held Thursday. In the agreements, CIBC World Markets admits that it failed to make adequate disclosure of its potential conflicts of interest in recommending the purchase of shares of Shoppers Drug Mart Corp. in five equities […]

By: IE Staff
February 27, 2003 February 27, 2003
16:10