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Company: Ontario Securities Commission

2135 results found

OSC appoints three new commissioners

Bates, Thakrar, Wigle

By: IE Staff
June 25, 2003 June 25, 2003
16:25

OSC upholds conditions on out-of-province rep

Saskatchewan rep engaged in trading in Ontario prior to being registered

By: IE Staff
June 16, 2003 June 16, 2003
16:20

OSC chair touts made-in-Canada reforms

Brown in Banff to address conference

By: IE Staff
June 13, 2003 June 13, 2003
10:10

OSC warns of unregistered investment schemes

Issues cease trade order against FEDI

By: IE Staff
June 6, 2003 June 6, 2003
08:15

Canadian regulatory rules will be comparable to those in U.S.

OSC’s Brown says new regime will won’t ignore changes in U.S.

By: James Langton
June 4, 2003 June 4, 2003
13:05

OSC reprimands hedge fund “adviser”

Duthie ordered to pay $90,000

By: IE Staff
June 3, 2003 June 3, 2003
08:50

Fair Dealing Model paper due by month end

OSC pleased with response to Web site

By: Tessa Wilmott
June 2, 2003 June 2, 2003
16:25

OSC approves settlement with Trafalgar

Firm agrees to redeem FFWD-98 investments

By: IE Staff
May 27, 2003 May 27, 2003
08:35

Paul to head OSC corporate finance branch

Director rises through the ranks

By: IE Staff
May 6, 2003 May 6, 2003
10:45

OSC approves settlement with BMO manager

Mississauga employee suspended for 12 months

By: IE Staff
May 1, 2003 May 1, 2003
09:05